IPO Preparation Checklist

Companies can successfully conduct an ipo with careful planning, strategic insight, and care for detail.

The first step is to conduct a thorough due diligence by your investment banking institution, accounting firm and law firm (auditor). This involves a comprehensive review of all financials and documents, including historical data and projections for the present, as well as risks, and internal controls. This process should be conducted well in advance of the planned IPO date pop over to this web-site to allow companies to solve any issues that might arise and potentially delay the listing.

Once the due diligence is complete, the next step is to create the registration statement and prospectus. This involves a thorough study of the company’s past performance and the current performance, identification and analysis of potential financial risks, and the drafting of strategies to raise capital. Management should be involved in the development of these documents since they are the best person to know the company’s needs and ensure that the content matches with their vision.

After the documents have been completed, they must be filed with SEC and listed on the stock exchange. This usually requires the assistance of a printer for financials and SEC files that have a deep understanding about the underwriter style and SEC format requirements. This knowledge can help reduce the liability and risk of erroneous submissions. If your team is ready to start, Carta’s private markets liquidity solutions can help delay the listing and allow you to begin at the ideal time for your company.